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Stories by Topic: Financial industry regulatory authority
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  • How to do a background check on your financial advisor

    How to do a background check on your financial advisor

    Do you know where your money is??? If it's in the hands of a financial advisor or if you're considering doing so, there are some important things you need to do first. News 2's Tara Lynn investigates.

  • Obama picks SEC chief

    Obama picks SEC chief

    A Democratic official says Obama has chosen Mary Schapiro, who is currently CEO of the Financial Industry Regulatory Authority.

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